About Caldwell

Established in 1990, Caldwell provides investment management and advisory services to Canadian and international retail and institutional investors including financial institutions, public and private pension funds, endowment funds, foundations and private family accounts. Caldwell’s fund management business includes the origination and structuring of investment vehicles, portfolio and risk management, including the identification, selection and monitoring of investments and asset allocation decisions, custodial services, monitoring regulatory compliance and providing reports to investors in respect of financial performance and income tax purposes. The firm’s investment products include open-end funds, accredited investor funds and separately managed accounts. Caldwell is entirely independent and employee-owned. The integrity and experience of its people are Caldwell’s most valuable asset.

Caldwell Investment Management Ltd. (CIM) is registered as a portfolio manager and investment fund manager with the Ontario Securities Commission, its principal regulator. CIM is also registered as a portfolio manager in British Columbia, Alberta, Saskatchewan, Manitoba and Quebec. CIM is a wholly owned subsidiary of Caldwell Financial Ltd, a 100% employee controlled firm.