How to Invest

If you are an Industry Professional:

Please contact us by email or call 1-800-256-2441 for more information about the Caldwell funds.


If you are an Investor:

Caldwell Funds can be purchased through approved dealers across Canada, including investment advisors, brokers, financial planners and discount brokers.


If your current dealer does not offer the Caldwell product you are interested in, or you would like to learn about wealth management services please contact us by email or call 1-800-256-2441 for more information.

Fund Codes

SERIES

INCEPTION DATE

FUND CODE

SALES OPTION

REGISTERED ELIGIBILITY

MUTUAL FUNDS
Caldwell Balanced Fund
A March 1, 1990 CWF101 Front End Yes (Except DPSP)
A March 1, 1990 CWF011 Low Load Yes (Except DPSP)
D June 11, 2019 CWF4111 No Load Yes (Except DPSP)
F July 4, 2014 CWF111 Fee Based Yes (Except DPSP)
Tactical Sovereign Bond Fund (formerly Caldwell Income Fund)
A June 27, 1997 CWF023 Low Load Yes (Except DPSP)
A June 27, 1997 CWF103 Front End Yes (Except DPSP)
D June 11, 2019 CWF4133 No Load Yes (Except DPSP)
F July 15, 2016 CWF133 Fee-Based Yes (Except DPSP)
Caldwell Canadian Value Momentum Fund
A August 8, 2011 CWF701 Front end Yes
A August 8, 2011 CWF711 Low Load Yes
D June 11, 2019 CWF4702 No Load Yes
F March 28, 2014 CWF702 Fee Based Yes
I March 28, 2014 CWF703 Fee Based (Institutional) Yes
Caldwell U.S. Dividend Advantage Fund
A November 15, 2018 CWF088 (CAD) Low Load Yes
A November 15, 2018 CWF099 (USD) Low Load Yes
A November 15, 2018 CWF108 (CAD) Front End Yes
A November 15, 2018 CWF109 (USD) Front End Yes
D June 11, 2019 CWF4118 (CAD) No Load Yes
F June 25, 2015 CWF118 (CAD) Fee Based Yes
F November 15, 2018 CWF119 (USD) Fee Based Yes